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Financial Markets Authority
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#	Item
81	IMC Financial Markets and Convergex Enter into Options Liquidity Agreement Each Firm Will Leverage Core Strengths to Expand Respective Options Businesses Chicago and New York – October 6, 2015 – IMC Financial Markets Add to Reading List Source URL: www.imc.ch Language: English - Date: 2015-10-07 10:23:21 IMC Financial Markets Financial Industry Regulatory Authority IMC Business Economy of the United States
82	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-05-13 11:06:15 Government Economy Financial regulation International Organization of Securities Commissions Corporate governance Securities commission Netherlands Authority for the Financial Markets Egyptian Financial Supervisory Authority Financial Supervisory Authority Comisin Nacional del Mercado de Valores U.S. Securities and Exchange Commission Securities and Futures Commission
83	INSIGHT: MayBeware the butterfly effect of regulation By Phil Lloyd, Head of Regulatory Impact, EMEA, and Bob Koshy Tom, Markets Regulation, RBS Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Systemic risk Financial services Royal Bank of Scotland Group Bank Financial Conduct Authority Royal Bank of Scotland Shadow banking system ING Group Financial regulation NatWest
84	Exchange Rate Dynamics and US Dollar-denominated Sovereign Bond Prices in Emerging Markets Cho-Hoi Hui Hong Kong Monetary Authority and Add to Reading List Source URL: www.hkimr.org Language: English - Date: 2016-05-09 22:13:30 Bond Government bond Financial crises Corporate bond Foreign exchange market Risk-free interest rate Government debt Sovereign default Self-fulfilling crisis
85	Commodities Fraud: A serious problem Add to Reading List Source URL: www.smartcheck.cftc.gov Language: English - Date: 2016-06-15 15:37:49 Economy Commodity markets Finance Money Self-regulatory organizations Commodity Futures Trading Commission Commodity pool Financial Industry Regulatory Authority Futures contract Foreign exchange market
86	Edition 3 Markets Regulation Client Newsletter - March 2015 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as of Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Systemic risk Financial regulation Financial markets Stock market Financial services European Market Infrastructure Regulation Over-the-counter Derivative Financial Conduct Authority
87	PRIVATE EQUITY MANAGER TICINO SWISS TAILOR Add to Reading List Source URL: www.ticinoforfinance.ch Language: English - Date: 2014-02-26 15:00:41 Finance Money Economy Investment Financial services Financial markets Collective investment schemes Funds Swiss Financial Market Supervisory Authority UBS Investment fund Private equity
88	Annual Consolidated Compliance Report 2016 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2016-02-18 10:46:03 Self-regulatory organizations Economy Finance Money Financial regulation Investment Industry Regulatory Organization of Canada United States securities law Financial markets Canadian securities regulation Financial Industry Regulatory Authority Universal Market Integrity Rules Securities market
89	2016 / 2017 Work Schedule – Lobbying at EU Level on behalf of Financial Advisers, Insurance Intermediaries and Investment Firms. 2016 / 2017 Work Schedule – Lobbying at EU Level on behalf of Financial Advis Add to Reading List Source URL: www.fecif.eu Language: English - Date: 2016-02-23 09:26:49 Systemic risk Financial services European Union European Insurance and Occupational Pensions Authority Financial adviser Markets in Financial Instruments Directive Insurance broker Financial regulation Financial intermediary Alternative Investment Fund Managers Directive Insurance Security
90	Stacie Fleming Kansas City +Hannah Randall London + Add to Reading List Source URL: cdn.batstrading.com Language: English - Date: 2016-03-15 07:58:27 Economy Finance BATS Global Markets Direct Edge Financial markets Stock market Foreign exchange market Futures exchanges BATS Chi-X Europe Options Price Reporting Authority

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